Adding Automation Rules

Overview

Automation Rules let you apply conditional logic to your privacy program, so you can define exactly when a risk assessment is — or isn't — required for a record. Using a risk-based approach, rules can automatically guide users to skip assessments for low-risk records, or recommend a specific assessment based on the content of the record.

This article explains how to create an Automation Rule and configure its conditions using Rule Setup.

Use Automation Rules for privacy programs that:

Want to take a risk-based approach and only assess records that meet a certain risk level or contain specific information — an "assessment not required" rule can be created so users know no action is needed.
Want specific assessments completed based on the information in the record, such as hosting locations, data elements, data subject type, or location.
Want specific assessments completed based on the organization hierarchy unit that owns the record. For example, if a record is owned by the French Marketing Department, a French DPIA can be recommended.
What you can do
Create conditional rules that determine when a risk assessment is required
Recommend specific assessment templates based on record content or ownership
Mark records as not requiring an assessment, so users are guided to skip them
Adding an Automation Rule

To create an Automation Rule, follow these steps:

1
From the left side of the page, hover over the Data Mapping & Risk Manager icon, then navigate to Settings > Automation Rules.
Data Mapping and Risk Manager navigation showing Settings expanded with Automation Rules selected
📋 Note: The Automation Rules page is empty by default. Once rules have been created, each rule displays the following information:
Automation Rules list page showing existing rules with columns for name, application, action, description, last updated, status, active, and actions
Rule Name
Application — Currently, rules can only be created for Risk Profile.
Action Triggered
Description
Last Updated
Status — Shows whether the rule is currently processing or has been applied.
Active
ActionsEdit opens the rule configuration modal; Delete removes the rule.
2
Click the Add Rule button 1.
Automation Rules page with the Add Rule button highlighted
3
In the modal that appears, complete the following fields:
Add Rule modal showing configuration fields including rule name, application, record type, description, rule setup, and rule preview

Rule Name

Enter a descriptive name for the rule.

Select the application where this rule should be applied

The dropdown currently contains Risk Profile only, but may include other applications in the future.

Record Type

Select the types of records this rule applies to — Third Party Record, Business Process Record, or System Record.

Description

Enter an optional description to explain the purpose of the rule.

Rule Setup

Define the conditions that trigger this rule. See the Rule Setup section below for detailed instructions.

Rule Preview

Updates automatically based on the Then statement you configure. Displays a preview of how the Risk Profile assessment popup or risk assessment column will appear once the rule is applied.

Rule Setup

Rule Setup is where you define the conditions that must be met for the rule to fire. Complete the following steps within the Rule Setup section of the Add Rule modal:

1
Choose the logic type for the rule conditions:
Rule Setup section showing the All or Any logic selector at the top of the conditions area

If all of the following is true — All criteria entered in the rule must be met for it to fire. Uses AND logic.

If any of the following is true — At least one of the criteria must be met for the rule to fire. Uses OR logic.

2
From the value dropdown, select the record attribute to evaluate:
Value dropdown menu showing the list of selectable record attributes for the rule condition
Record Type
Inherent Risk
Records Owning Organization
Processing Purpose
Data Element
Data Subject Type
Data Subject Location
Data Subject Volume
Data Recipient Type
Data Recipient Location
Hosting Location
Tag
Legal Basis
3
Select an operator from the operator dropdown. The available operators change depending on the value selected in the previous step.
Operator dropdown showing options including Is any, Is all, Is not any, and Is not all
Is any
Is all
Is not any
Is not all
4
From the Select value dropdown, choose the specific value to match. This list updates automatically based on the attribute selected in Step 2 — for example, if Data Subject Type was selected, this dropdown will show your configured data subject types. Values are pulled from your account's custom dropdown list settings.
Select value dropdown populated with values matching the attribute selected in the first dropdown
5
To add another condition line, click Add Criteria 2.
Rule Setup showing the Add Criteria button below the first condition row
Rule Setup with two condition rows added after clicking Add Criteria
6
To add an additional logic set, click Add Logic Set 3. You can select and/or and all/any logic between the rule groups.
Rule Setup showing the Add Logic Set button to create a second group of conditions
Rule Setup with two logic groups connected by an and or or operator selector
7
From the Then dropdown, select the action to take when the rule conditions are met. Choose one of the following options:

Complete Risk Assessment

Recommends a specific assessment template when a user creates an assessment from Risk Profile. The template list aligns with the assessments enabled in Risk Assessment Configuration Settings. A preview of the rule is shown in the right panel.

Then set to Complete Risk Assessment showing a template selector and a preview panel on the right

Do Not Complete Risk Assessment

Marks the record as not requiring an assessment. The Risk Assessment column for matching records will display Not Required. Hovering over the cell shows a message confirming that an assessment is not required due to an Automation Rule. The Start Assessment button within Risk Profile also changes to Not Required.

Risk Profile column showing Not Required text in the assessment cell for a record matched by a Do Not Complete rule

8
Once all fields are complete and the rule criteria is entered, click Add Rule at the bottom of the modal.

You are automatically redirected to the Automation Rules list page, where you can monitor the status of the new rule:

Automation Rules list page showing the newly created rule with its current status
Processing — The system is evaluating all existing records to determine where to apply the rule.
Applied — The rule has been successfully applied to all matching records.
Error — The rule was not applied due to an issue with the rule configuration.
Inactive — The rule has been turned off using the Active toggle in the status column.
TrustArc Trust Center  ·  Adding Automation Rules  ·  support.trustarc.com